Section 1

Introduction

I am, somehow, less interested in the weight and convolutions of Einstein's brain than in the near certainty that people of equal talent have lived and died in cotton fields and sweatshops. Stephen Jay Gould

The question of who becomes a scientist—and whether societies make the most of their potential scientific talent—has attracted interest for over a century . Most quantitative work on access to scientific careers has focused on entry into the sciences or on the overall composition of researchers . But the social origins of those who reach the very top of the scientific hierarchy—and the frontier of discovery—are less studied.

In this paper, we propose a parsimonious quantitative measure of access to opportunity in the sciences: the average childhood socioeconomic status (SES) rank of the Nobel laureates in physiology, chemistry, physics, and economics. The laureates are scientists who reached the highest levels of their respective disciplines and produced discoveries of substantial benefit to humankind. In a world where access to opportunity is equal and outlier talent is randomly assigned, the average laureate would have an SES rank of 50. By contrast, in a world where scientific careers are accessible only to children of the top 1%, regardless of their share of top talent, the average laureate childhood SES rank would be above 99. Once we think about this spectrum, it is natural to wonder where our world falls within it.

We proxy childhood socioeconomic status of the Nobel laureates by collecting historical data on their fathers' occupations and assigning them each a 0–100 socioeconomic rank score using U.S. Census data.1 Occupational measures like these are widely used in historical studies on upward mobility when long panel data on individuals are unavailable .

Our measure lets us answer two core questions. First, what is the average childhood socioeconomic rank of the Nobel laureates? Second, how has this rank changed over the 123 years since the first Nobel Prize was awarded?2 The answers shed light on how access to opportunity has changed in the long run—and whether human societies and institutions have become better at harnessing scientific talent from across the socioeconomic distribution in the last century.

Contributions to the existing literature

Our study makes two primary contributions. First, we develop a parsimonious quantitative measure for summarizing and examining changes in access to scientific opportunity over time: the childhood SES rank of top scientific achievers. We focus on the most elite scientists making breakthrough discoveries, for whom misallocation could be most socially consequential . Second, we develop a long time series and provide new evidence that access to scientific opportunity has expanded substantially from the 19th century to the post-war era.

The study of parental occupations of scientists goes back as far as and has been of perennial interest. Prior work has shown that scientists' parents are disproportionately likely to have PhDs, white collar jobs, or work as educators or in the sciences .3

In related work, study current relationships between career success in academia (and specifically in economics in ) and parental education, finding a substantial class gap, but do not examine changes over time. Several papers study racial and gender gaps in academic advancement and recognition .

There is a long literature on intergenerational mobility, which has most often focused on measuring average outcomes for children born into poor families . Access to opportunity in the sciences is particularly important because of the high social value of scientific discovery: identifying and attracting more talented people into the sciences could affect the direction and quantity of research itself .

Several other studies provide useful benchmarks for our findings. In concurrent work, estimate that U.S. academics at U.S. universities in 1900–69 had an average father SES rank of 72. report the median U.S. scientist in 1921 had a 78th percentile father, with the median 'star' scientist (rated among the 15% most successful by their peers) ranking slightly higher. At the 89th percentile, the average Nobel laureate is more elite than these broader groups. Laureates are also from more elite families than inventors; and show mean U.S. patent-holder ranks in the 60s and 70s, with little SES gradient in patent importance.4 Relative to prior work on scientists, to our knowledge ours is the first to measure how their socioeconomic representation has changed from the late 1800s to the present; even in the mobility literature, it is rare to find a 123-year time series with a comparable measure of success or childhood SES over time in a socially important domain.5

Our work also relates to a broader literature connecting childhood and early career circumstances to scientific achievement. and study the childhood socioeconomic ranks of U.S. and Finnish inventors, respectively, in a similar quantitative framework to ours, while examine the role of motherhood in scientific careers. A related literature studies the networked relationships between scientists who receive major prizes .

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